Broker Quickscan

Our Staff is not (completely) aware of these new rules, and what they mean for their daily work.

Our Staff is aware of the new rules and we have started to adapt and document our Brokering processes accordingly.

We have fully adapted and documented our Brokering processes according to the new Business Conduct practices as described in the new regulations. Our audit department periodically monitors the extend to which these procedures are followed correctly.

Our specialized Brokering systems and Procedures have been fully adapted to the new Business Conduct practices as described in the new regulations. Our audit department continuously monitors the extend to which these procedures are followed correctly.

We are not (completely) aware of which Personal Data of our Clients we collect, how and where it is stored, how we protect it, and what we will do in case of a cyber security breach.

We know what the the new Brokers' Regulations requires from us regarding Data Privacy & Cybersecurity. We have started to document relevant policies regarding which Personal Data we store and how we protect it.

We have a full set of Data Privacy & Cybersecurity policies aligned with the new Brokers' regulations. The correct execution of these policies is periodically audited internally.

We have a full set of Data Privacy & Cybersecurity policies and these have been implemented across our full technology stack. The continuous monitoring and risk management ensures maximum reliability.